Public Company & Securities Advisory
- SEC Reporting & Disclosure: Professional drafting, editing, and filing coordination for Forms 10-K, 10-Q, 8-K, S-1, and Proxy Statements.
- Capital Markets Support: Strategic legal oversight for IPO and SPAC transactions to ensure deal readiness.
- Exchange Compliance: Direct engagement and compliance management for Nasdaq, NYSE, and OTC Markets.
- Meeting Preparation: Comprehensive management of annual and special shareholder meetings.
- Disclosure Integrity: Developing robust disclosure controls and SOX-readiness frameworks to mitigate regulatory risk.